,? she added.? In any case, the SEC rulemaking on intermediaries? work systems emphasizes more on principles based approach and minimum requirements to better respond to business models and risk profiles

' structure notes securities with embedded options 3 exotic derivatives +,". (.* % 3&' # !#-!'3' #)#3 0' J0 0 building-block approach " K /0.' / .( 0 3 ."'* /0.$#%3#%] (.+Z" +,'$ 3. (% #-!'# 4

-Translation- No. ECF2 044/2561 3 December 2018 Subject: Notification of the resolutions of the Board of Directors’ Meeting approving the investment in purchasing the ordinary shares of S-TREK (Thailand) Co., Ltd., capital increase, and the issuance and allocation of the newly issued ordinary shares to the specific person under the private placement basis, and the schedule for Extraordinary General Meeting No. 1/2019 To President The Stock Exchange of Thailand Enclosure 1. Information Memorandum...

1 25 May 2020 Subject: Notification on Resolution of the Board of Directors’ Meeting No. 5/2020, Change of Directors and Directors’ Power, Entering into Connected Transaction, Entering into Transaction on Acquisition of Assets and Determination of the 2020 Annual General Meeting of Shareholders To: Director and Manager The Stock Exchange of Thailand Enclosure 1. Information Memorandum on the Acquisition of Assets (Schedule 1) and the Entry into Connected Transaction of Nation Broadcasting Corpor...

กล่าวคำปราศรัย (keynote speaker) ในหัวข้อ “Shaping Thailand's Digital Financial Future: A Collaborative Approach to Innovation and Regulation” โดยได้แสดงวิสัยทัศน์ของ ก.ล.ต. ในการส่งเสริมเศรษฐกิจดิจิทัล

, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to

balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets.  In addition, this approach is in line with

proposed granting corporate income tax exemptions to “mutual funds” whose units are subscribed solely by provident funds. In light of this approach, SEC is revising the regulations on establishing mutual

SEC booth this year will be modernized with our reaching out approach to investors and the general public. As this year marks our 20th anniversary, it is a very special occasion for rebranding and

required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in