Issuer Name of Acquisitor/Dispositor Search by Date Transaction Date Published Date Date From To Reports on Acquisition or Disposition of Securities (Form 246-2) ( 3 record(s) found) Name of
1,760 million Baht. However, the record of the OFC rental under the Rental Assurance Agreement (20% of the OFC) remains unchanged. 2/2 3. Net profit In the first quarter of the year 2020, the Company and
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the
failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory
Reset WINDOW ASIA PUBLIC COMPANY LIMITED : WINDOW The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found
} and {B}, two securities investment consultants, and {D}, a capital market investment consultant, failed to completely record a client's securities trading orders. Furthermore, the second investigation
B.E. 2550 (2007) stipulate that the auditor who audits, signs and gives opinion on the financial statements of entities prescribed under such provisions or regulations shall be the auditor who is
record of violating or failing to comply with the regulations or conditions related to participation in a regulatory sandbox. Clause 3 The agreement for establishing a securities trading center under
Exchange Commission No. Kor Thor. 20/2563 Re: Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to
investment schemes established under the Act on Undertaking of Finance Business, Securities Business and Credit Foncier Businesses; (4) Credit foncier companies; (5) Insurance companies; (6) Juristic persons