objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of
implementing measures for ensuring fair and transparent trading in the stock market. Efforts are also underway to improve reporting requirements for executives of listed companies regarding the use of shares as
complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to promote more timely information disclosure without imposing an undue burden on the issuer. The SEC
ผลวิจัยที่เกิดจากความร่วมมือของ UN Women และองค์การแรงงานระหว่างประเทศ (International Labour Organization: ILO) เรื่อง ‘Policy Landscaping to advance a Transparent Implementation of the Women’s
, is transparent with professionalism in management, causing companies to be better-known and accepted by the public creating incentives for interest in investments from businesses within the country
SEC has a responsibility for the supervision and development of the Thai capital market so as to ensure that it is effective, transparent, and reliable and is accessible by every sector of capital
Court (OAC) in support roles, at the professional level, for a study visit. This visit was part of a training program for OAC officials in support roles who are preparing for promotion to the senior
Supervisory Board concerning the Rules on Personnel in the Capital Market Business to be a temporary highest responsible person during the process of appointing the highest level responsible person in the
the business operator according to the RLA (“Risk Level Assessment”) form, and submit the first results of such assessment to the SEC Office within 31 July 2023 However, KWI reported Risk Level
’ impact on the business operation of the business operator according to the RLA (“Risk Level Assessment”) form, and submit the first results of such assessment to the SEC Office within 31 July 2023 However