strengthening capacities of the organization to cope with change and achieve the SEC Mission.”Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “In laying out the SEC Strategic Plan 2021-2023, we took into
are not applicable to – certain types of transactions. For example, giving financial assistance to a third party which is not considered a transaction in the normal course of business of listed
Business Development Department issued an order rejecting IFEC application to change its directors’ list to register Mr. Wiphu Maharakkakla and Mr. Manusak Deawwanich as two additional directors. The
corporate governance. Another key change to the assessment is the introduction of an independent validation in addition to the existing peer-review process. The enhancements are being introduced to strengthen
involves issuance of capital shares and change of the controlling power. Thus, the shareholders should decide for themselves whether to accept or exempt a tender offer for all securities of the business
Complex Type 2 Investment Consultant
intended to provide operational flexibility in cases where a mutual fund needs to change its benchmark. In addition, the disclosure items in the scheme particulars will be revised and reordered to ensure
Thailand is expected to become a complete aged society by 2022, with the elderly population accounting for 20 percent of the total population. Yet, most of today’s documented workforce are unlikely
SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business