Mr. Siwasit Sainumphung Mr. Siwasit Sainumphung agreed or conspired with five other persons to manipulate the price and trading volume of Yong Thai Public Company Limited (YCI) shares by trading such

TAB Trading Company Limited TAB Trading Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures, which were due on

BANFANG TRADING Company Limited BANFANG TRADING Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures, which were due

Watchara Trading 2018 Company Limited Watchara Trading 2018 Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures

Zipmex Company Limited Zipmex disseminated or certified statements that were materially misleading in regarding the trading price of digital assets, in such manner that is likely to have an impact on

trading Company Limited without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546. In addition, the operation constituted public frauds contravening Section 343 and 83 of the

T.H.K Trading Company Limited T.H.K Trading Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was

the public into the trading. The Criminal Court sentenced the accused to two-year imprisonment. SEC Act S.243(1)(2) in conjunction with 244(1)(2)(3) Criminal Complaint Filed with an Inquiry Official

share prices of Focus Development and Construction PLC (FOCUS) and Inter Far East Engineering PLC (IFEC) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders

The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court