on the clients? behalf at a high trading volume and value. Later, the clients demanded her to compensate for losses incurred from trading. In addition, {A} admitted to trading in such manner by giving

share price and trading volume against normal market conditions. In this regard, SEC has found that one of the factors for such trading irregularity was that the true free float of DELTA shares was low

price soared from 4.92 baht per share on July 23, 2009 to 8.10 baht per share on August 26, 2009. Moreover, MILL share's average daily trading volume jumped from 0.63 million shares to 6.77 million shares

information for other persons to do the same;  1.3 Market Manipulation, divided into two types, namely (i) executing trading orders to mislead other persons about the price or trading volume of securities, and

, Suwit, Wanna, Theerawat, Preyatada, Surachaste, Karoon and Sirichai colluded to send trading orders in a manner consistent with share price manipulation, causing the average daily trading volume to

found that {A} had been authorized by his client to make securities trading decisions on the client's behalf with high trading volume. The communication record showed that {A} traded the securities and

Conduct dated 14 October 2009. Kruawan had traded securities through her client?s account every business day. Her trading manner with high frequency and trading volume, when compared to the client?s credit

result, the price and trading volume of PICO’s shares were not in a normal market condition, and investors in general were misled to understand that a large number of investors were interested in buying

for a certain period of time and with high trading volume. Moreover, {A} admitted that he traded securities for a client without any order. Although this client notified him to stop trading, {A

prices. It was found that the information on the price and trading volume of Zipmex Token (ZMT) disclosed on *Zipmex’s digital asset exchange website was inaccurately and inconsistently presented to