revise the client asset and transaction reports for business operators, requiring detailed data broken down by each individual client and each security. Business operators would be required to submit

small units such as individual houses or condominium units.4. Asset appraisal must be made by an asset appraiser determined by SEC.In addition, SEC has improved the flexibility for a smart contract

interconnected data center due to unconnected data systems of individual bond registrars. Such issues have caused delay and inefficiency in the bond issuance process. The real-time, live testing under the

auditor rotation, aiming to enable the audit committee to appoint an independent individual to be its auditor and promote the auditors to truly maintain their independence.

securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to

alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In

receiving appropriate level of protection. AI comprises (1) institutional investor* such as commercial bank, mutual fund, provident fund and (2) investors with high net worth, which means (i) an individual

constituting a violation of Section 246 of the SEC as well.In this regard, with thorough consideration, the SEC has viewed that the misconduct of this group of wrongdoers followed a systematic pattern

capital market and listed on the bourse will provide businesses with access to funding at reasonable cost. The company management will be improved to be more systematic and transparent.  Pride of the

management of side pocket assets to ensure appropriateness and transparency, in accordance with the terms and conditions disclosed to unitholders; - Requiring systematic and standardized disclosure of