of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore sanctioned three investment consultants as follows:   1. Suspended {A} from her

Bangkok, July 2, 2015 - The SEC suspended four investment consultants for misconduct concerning share price manipulation. Those suspended were {A} and {B}, securities investment consultants and ex

investigative expenses incurred by the SEC, as follows: Surachanee, Praphol, and Karn in the amount of 1,127,153 baht each, and Peerapun in the amount of 550,861 baht.           b. The offenders are suspended

Bangkok, 11 September 2017 - The SEC has suspended the approval of five securities investment consultants for failing to perform duties in compliance with professional standards. The suspended

Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. The SEC therefore suspended {B} from performing the duty of

depositary receipts has been granted, it shall be deemed that the approval for the offer for sale be suspended on a temporary basis until correction has been made by the applicant in accordance with the

baht in HPS, or at the price of 16.67 baht per share, is not rational as the HPS fair value assessed by the IFA is 21 million baht or 2.35 baht per share. The IFA has also made an observation about high

resolved to approve all transactions but with an observation that GJS should renegotiate with AM regarding the conditions on interest rate charged, commitment fee, breakage penalties fees, and management fee

support the reasonableness of the assumptions used in the fair value measurement of the observation decks as planned. PACE thus requested another deadline extension to 31 January 2018. If the results of the

The SEC had an observation on the accounting of the change in NRF Group’s shareholding proportion in Kairous Asia Limited (KAL), which was resulted from the repayment of loan and accrued interest