financial statements considering the company?s 2010 financial statements not in compliance with the generally accepted accounting principles. The company did not arrange the assessment of value and quantity
} proposed his clients the portfolio investment in advance and the clients accepted all transactions proposed. In addition, the recorded conversation showed that {A} specified securities, prices and amount to
operator in the category of securities brokerage or investment advisory; (2) derivatives business operator in the category of derivatives agent or derivatives advisory; “ supervisor of investment line of
; (2) derivatives business operator in the category of derivatives agent or derivatives advisory; “supervisor of investment line of work” means a supervisor of the investment line of work under the Law
seminars organized either by securities companies or training institutes accepted by the Office; (2) Being a speaker, lecturer, full-time or guest instructor at universities accepted by Office. 1.2 Scope of
courses or seminars organized either by securities companies or training institutes accepted by the Office; (2) Being a speaker, lecturer, full-time or guest instructor at universities accepted by Office
combination of the following activities: (1) Attending training courses or seminars organized either by securities companies or training institutes accepted by the Office; (2) Being a speaker, lecturer, full
any liabilities, its financial statements were not in compliance with the generally accepted accounting standards. The SEC thus instructed JAS to rectify those financial statements by recognizing the
contributed by the SEC and an additional 41,100 baht from SEC employees. Mr. Khan Prachuabmoh, Director of the Fund Raising Bureau of the Thai Red Cross Society, accepted the donation on 13 November 2024, at