investors in non-investment grade or unrated bonds, issuing regulations on investment in and issuance of financial instruments of the countries in the Greater Mekong Sub-region (GMS). Investors will thus have

Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People?s Republic of China and

Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand

adjusting supervision and operation in compliance with the law on digital technologies to ensure that transactions in the Thai capital market are in line with the law. We also foster creation of digital

In addition, there will be three director-level switches, namely:  1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management

), states that “the capital market regulators in the ASEAN region initiated and have advocated the ASEAN CG Scorecard to enhance the corporate governance quality of listed companies in ASEAN to the

collective investment scheme established in the ASEAN region that is approved and under supervision of the home regulator that is a signatory to the Memorandum of Understanding Concerning Cooperation and

Asia Region Funds Passport (“MOC”), and is under supervision of Home Regulator who is a signatory to the MOC. Yes No If “No”, please specify __________________________________________________

Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passport (“MOC”), and is under supervision of Home Regulator who is a signatory to the MOC. Yes No If “No”, please

progresses in the areas of market supervision and development, such as quality enhancement of IPO issuers and listed companies, legal enforcement in various cases, and improved transparency and fairness in