and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
associated with digital assets. The SEC recommends that anyone interested in trading digital assets study information and all associated risks carefully and make sure that they are capable of accepting the
”) would like to inform the setting up of a new indirect subsidiary company in Indonesia to undertake a feasibility study for the setting up a Mono Ethylene Glycol plant. Details as below: Name of the new
material transactions would have sufficient time to study relevant information, participate in the consideration process, and make an informed investment decision.The consultation paper is available at
, such as websites of DR issuers, underlying foreign securities and the Stock Exchange of Thailand. Furthermore, investors must study terms and conditions of deposit agreements to have thorough
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัด Study Visit ให้แก่หน่วยงานกำกับดูแลตลาดทุนมาเลเซีย (SC Malaysia) นำโดย Dato’ Mohammad Faiz Azmi, Chairman พร้อมทั้งผู้บริหารระดับสูงของ
จาก Lao Securities Commission Office (LSCO) Lao Securities Exchange (LSX) Japan International Cooperation Agency (JICA) Laos Office และ Nomura Research Institute (NRI) Thailand ในโครงการ “Study Visit on