On 15 June 2023, the SEC took part in the MMoU/EMMoU Monitoring Group meeting, in which IOSCO members’ information sharing and assistance under the MMoU/EMMoU framework was reported, and made an

monitoring and coordinating with the business operators, we have found that they have implemented their BCP to manage possible impacts of COVID-19 and opened an alternative site or installed remote working

and underwriting of investment units and securities borrowing and lending.  This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is

and effective system for analyzing, reviewing and monitoring the quality of securities, resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC

for analyzing, reviewing and monitoring the quality of securities, resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.283 paragraph 1

with the rules, conditions and procedures stipulated in the relevant notification. In this regard, Gulf Binance submitted 26 reports of the results of monitoring and inspecting trading conditions (Daily

procedures stipulated in the relevant notification. In this regard, Z.COMEX submitted 23 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from January 21

stipulated in the relevant notification. In this regard, INVX submitted 22 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from January 18, 2025 to March 29

criminals. The SEC and the TDO have jointly developed guidelines for monitoring and investigating suspicious accounts. In today’s meeting, apart from enhancing industry standards to tackle digital asset mule

digital asset businesses, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise