under Appendix Khor) 2. Having effective internal communication channel within the company that may notify the related persons in due course 3. Preparation of backup information stored in the computer
: call out tree under Appendix Khor) 2. Having effective internal communication channel within the company that may notify the related persons in due course 3. Preparation of backup information stored in
the information on the clients’ assets under its custody. The exchange is also required to show evidence on the investments of the clients’ digital assets that had been deposited with ZipUp via various
Exchange Commission No. SorThor. 25/2550 Re: Prescription of the Rate or Value of Property Deposited as Margins _____________ By virtue of: (1) Clause 1(9) of the Notification of the Securities and Exchange
. ------------------------------- Notification of the Office of the Securities and Exchange Commission No. SorThor. 25/2550 Re: Prescription of the Rate or Value of Property Deposited as Margins _____________ By virtue of: (1) Clause 1(9) of the
close friend to trade securities for himself. The amount of money withdrawn from his own account was the same amount deposited as collateral for the client's trading account. The client later withdrew the
-related clarifications and information through the company’s communication channels. On 10 October 2023, the SEC had the clients’ assets deposited with Zipmex inspected to ensure the company’s readiness for
number of the transferor. Later, Sakkarin prepared a withdrawal slip and used 319,953 baht to pay for a securities purchase in another client's account and deposited the remaining amount of the withdrawn
referring to certain services of the securities firms; for instance personal loan. In such cases, the securities firms were notified that the transferred money was deposited for clients? accounts while the