Suwanmongkol said: “Personnel in capital market business play a very important role in raising both institutional and retail investors’ awareness and knowledgeability on ESG-focused business practice and

different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the

the Internet, and the inconvenience for thorough reading of lengthy registration statements and prospectuses.The proposal is not expected to add much compliance cost because in practice issuers tend to

investors can better understand the fund features and investment risks. Meanwhile, rules on selling practice of investment consultants have been revised accordingly.The consultation paper can be found at

Practice) สำหรับผู้สอบบัญชีในตลาดทุนที่อ้างอิงจากมาตรฐานการปฏิบัติงานและจรรยาบรรณของผู้ประกอบวิชาชีพบัญชีเพื่อสนับสนุนการดำเนินการตามมาตรฐาน AML/CFT ต่อไป”ในการประชุมครั้งนี้ ผู้แทนจากสำนักงาน ปปง. ยังได้ให้

practice; while the SEC and the OAG will work together to strengthen audit work of SET listed companies. ?Most of the listed SOEs are large organizations, accounting for 17 percent of the total market

Bangkok, November 2, 2011 - The Capital Market Supervisory Board approved revision on regulations on approval of personnel of capital market business operator in response to business practice and to

Practice Guidelines No. NorPor. 4/2559 Re: Practical Guidelines for Business Continuity Management _______________________________ Reference is made to the notification of the Capital Market Supervisory

แนวทางปฏิบัติ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of Practice

currently acting as Personal Data Protection Commission (PDPC) and SEC to develop knowledge in this area and build up the better understanding and practice. The successful outcome thereof has been