follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
the Investment Management Supervision Department, participated as guest speakers, delivering lectures on the role of fund managers, developments in the fund management industry, and the SEC’s
. Most of the respondents expressed agreement with the principle proposed.Therefore, SEC has drafted a notification requiring asset management companies and trust managers which make a projection of
สนับสนุนการเสนอขายกองทุนไทยในยุโรปภายใต้กรอบความร่วมมือ Alternative Investment Fund Managers Directive (AIFMD) ซึ่ง ก.ล.ต. ได้เข้าร่วมลงนามในบันทึกความเข้าใจ (MOU) กับองค์กรกำกับดูแลตลาดทุนของประเทศสมาชิก
Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards
distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors
SEC Office. Work Areas Personal Data Contact Information Qualification data Financial Data Sensitive Data Verification Data 1. Executives, for example, directors/managers of securities companies, asset
despite a sharp increase in LME zinc price. The USD zinc price increased by 23% from 2,781USD/ton in Q1 2017 to 3,422USD/ton in Q1 2018. Thai Baht appreciated against the US dollar by 10% from 35.29 THB/USD
44.19 million or 99.93%, which was in line with the sharp increase in revenues from sales in this period. Gross profit margin in Q2/2018 was 62.21%, a slight decrease by 0.61% year-on-year. The decline in