securities public offering (PO). The revised rules require the issuers of non-listed company not have any records of severe misconducts for a certain period prior to securities offering submissions. For
money laundering, etc. Moreover, the issuer must not violate or fail to comply with the law, which may cause severe and significant effects on the issuer’s business; (2) Empowering the SEC to lay out
severe and significant effects on the issuer’s business; (2) Empower the SEC to lay out guidelines in detail regarding the consideration of cases involving severe legal violation or causing severe and
Data report_year report_month report_quarter classified_group classified_type num_fund_account fund_outstanding num_debt_account debt_outstanding last_updated
สิ่งที่ส่งมาด้วย 2 ไฟล์ Standard Data Format (แนบ กลต.นธ.(ว) 35/2565)
[Super Saving Fund, Retirement Mutual Fund, Long Term Equity Fund] Fund Details ( 1 record(s) found) No. Report Name Data File As of Data Definition 1 Super Saving Fund, Retirement Mutual Fund, Long Term
Privacy Policy Personal Data Protection Policy for Trading in Secondary Market The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
such transfer. Their actions were deemed imprudent and careless fund management in contrary to professional codes of conduct, causing severe damage to the fund assets. On December 29, 2011, the asset