does not comply with this Notification or the guideline set by the derivatives broker according to this Notification or it appears that such trading is done in an inappropriate manner, the Office may
. In case it appears to the Office that the investment in securities or the trading in derivatives by any derivatives broker violates or does not comply with this Notification or the guideline set by the
or the trading in derivatives by any derivatives broker violates or does not comply with this Notification or the guideline set by the derivatives broker according to this Notification or it appears
investor contact , provided that the securities company has established measures to ensure that the securities company can comply with this Notification and the rules set out by the securities company to
other persons to act as its investor contact, provided that the securities company has established measures to ensure that the securities company can comply with this Notification and the rules set out by
international organization concerning capital market supervision is crucial and necessary. The regulations under this Notification set a standard for operation of derivatives exchanges so that their services are
officers; (d) the violation or non-compliance involved with the matters specified by the guidelines set in the Notification of the SEC Office; (e) the wrongdoer notified or reported the unlawful act to the
Notification of the Capital Market Supervisory Commission No. Tor Chor 21/2551 Re: Rules on Connected Transactions and Notification of the Board of Governors of the Stock Exchange of Thailand (SET) Re
- Translation - LPH/SET/2017/019 August 11, 2017 To : President The Stock Exchange of Thailand The Board of Directors’ Meeting of Ladprao General Hospital Public Company Limited (the “Company” or