suitable for specific goals, promoting market access for SMEs fundraising, educating the public on digital assets and self-protection against investment scams. 2) Organizing a provincial seminar on 4
เห็นชอบจากส านักงานเป็นผู้ดูแลทรัพย์สินนั้น1 ในปัจจุบันผู้ประกอบธุรกิจ PF สามารถรับฝากทรัพย์สินของลูกค้า PF2 ที่มีมูลค่า ทรัพย์สินมากกว่า 1 ล้านบาท ที่ตนเองบริหารจัดการ (“self-custody”) ได ้ โดยต้อง (1
the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to
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without savings, and (3) individuals with savings seeking further investment knowledge.
seeking public comments on the proposed amendment to two relevant notifications prescribing the regulations on capital market business personnel. The consultation paper is available at https
Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain
Bangkok, September 13, 2016 ? The SEC is seeking public comments on proposed revisions to the rules on related party transactions (RPT) and material transactions (MT) of property funds, real estate
Bangkok, June 21, 2016 ? The SEC is seeking public comments on a proposed revision to the annual fee rates of intermediaries in the categories of securities business, derivatives agent, asset
Bangkok, July 20, 2016 ? The SEC is seeking public comments on the proposed rules governing provision of investment services to promote intermediaries? competitiveness in the securities brokerage and