company’s interest to ensure they are disclosing in line with the framework.”Ruenvadee Suwanmongkol, Secretary-General of the Securities and Exchange Commission, Thailand, said: “The SEC is very pleased to
channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on the undertaking of investment management business,* which prescribe stricter supervision. For example, it
. Sirivipa Supantanet, Listed Company Audit Committee Member, Miss Ratana Jala, Country Managing Partner of EY Thailand Company Limited, Mr. Win Phromphaet, Executive Chairman of Kasikorn Asset Management Co
principles into their business practice in order to create sustainable value in the face of external uncertainties. In this regard, SEC, SET, IOD and Thai Listed Companies Association are ready to assist and
approval terminated prior to the expiration of the approval term under the events set out in the Notification of the Office of the Securities and Exchange Commission concerning approval for investor contacts
approval under 1 and 2 above may have their approval terminated prior to the expiration of the approval term under the events set out in the Notification of the Office of the Securities and Exchange
investigations into the case. With regard to investor rights protection, the SEC has rendered full support in coordinating and arranging discussions with the SET, the Association of Investment Management
assets owned by issuers in the Thai public sectors or businesses established under Thai law, as summarized below: (1) Stocks listed on the Stock Exchange of Thailand (SET) and the Market for
: The SET shall comply with the regulatory objectives and the operating rules of securities exchange. In issuing, revising or modifying its rules and regulations, the SET must conduct a hearing session