is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and Securities - Banking - Digital Assets https
เนื่องจากหลักเกณฑ์การติดต่อและให้บริการลูกค้าของ บล. สำหรับการเสนอขายผลิตภัณฑ์ที่มีความเสี่ยงสูงหรือมีความซับซ้อน (risky/complex product) ยังไม่ครอบคลุมถึงการให้บริการ NC bond ก.ล.ต. จึงปรับปรุงหลัก
risky and complex. Inevitably, however, everyone needs to make investment to obtain higher returns, at least to beat inflation. The SEC has put effort to educate investing public in a variety of
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Directors Approving Interim Dividend Payment, Change of Authorized Director, and Disposition of Asset and Connected Transaction 07/08/2020 18:19 Notification of the Resolutions of the Board of Directors
Miss Sasithorn Wuthiruengsakul Miss Sasithorn Wuthiruengsakul, former authorized director of Picnic Corporation Plc. (“PICNI”), colluded with Mr. Suriya Lapvisuthisin, as an instigator, two other
Mr. Somchai Sripayak Mr. Somchai Sriphayak, the former authorized director of SECC Holding Co., Ltd. (SECC Holding), conspired with Mr. Sompong Witthayaraksan, the former Chairman of S.E.C. Auto
Miss Ornprapat Junsakha Miss Ornpaphat Chantarasaka , the authorized director of Marnfah Group Company Limited , had solicited the public to make an investment with the company based on a scheme
Miss Kanyakorn Supakarnkacharoen Miss Kanyakorn Supakarnkachareon, the authorized director of Lederer (Thailand) Company Limited, had solicited the public to make an investment at the minimum amount