failure to order or act according to the duties as aresult, Between February 23, 2021 and May 25, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to maintain the net

operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to maintain the net capital (NC) in

bondholders’ representatives to have paid-up registered capital at a minimum of 25 million baht, comparable to securities companies that maintain clients' assets in custody. Moreover, funding portals who act

which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to

has to be maintained to ensure continuity of business operations.To cover potential liability risks arising from professional negligence, asset management companies are required to maintain

. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures

growth seen since the global economic and financial crises of 2008-2009. With regard to the monetary policy of major central banks worldwide, the Federal Reserve, the European Central Bank (ECB) and

cause derived from the decrease of selling expenses based on the trend of sales. The Company adopted measures to maintain existing customer base by focusing on improving quality of works and punctual

interim dividend payment of THB 0.35 per share, approximately 66% payout ratio of the consolidated net profit after deducting the legal reserve, was approved and set to be paid on September 13, 2019. *Net

showed signs of ongoing growth. This is despite the fact that the Federal Reserve has embarked upon a course of policy rate hikes and its Balance Sheet Normalization Program, wherein maturing US Treasuries