) using part of such funds to repurchase investment units for Client 1, and (3.2) transferring the remaining amount into her own bank account for personal use.In carrying out the above misconduct, Miss
(repurchase agreement – “repo”) ได้ โดยได้ปรับปรุงประกาศคณะกรรมการกำกับตลาดทุน จำนวน 2 ฉบับ (ตามสิ่งที่ส่งมาด้วย ) ดังนี้ 1. ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทน. 76 /2563 การจัด
;(repurchase agreement หรือ repo) เฉพาะกับคู่สัญญาที่เป็นสถาบันการเงินหรือผู้ลงทุนประเภทสถาบัน ซึ่งมิได้เป็นผู้ลงทุนต่างประเทศ (non resident) ดังนี้
policy on a daily basis. 6. investing in repurchase transaction of the securities under 2. or 3. in accordance with the following rules and conditions: 6.1 having a counterparty which is an institutional
rating according to clause 18/2; 5. investing in investment unit of money market fund which has unit repurchasing policy on a daily basis. 6. investing in repurchase transaction of the securities under 2
Quarter Ended 31 March, 2018 Page 1 (Translation) 1. Significant events of the 1 st quarter of 2018 1.1 The Repurchase of Existing Notes and the issuance and Offering of Newly-Issued Notes On March 27, 2018
units of foreign investment scheme, a securities company shall comply with the following requirements: (1) receiving sale, repurchase or redemption order during hours and days as specified in offering
payment according to the resolution of the Board of Directors Meeting No. 2/2020, amount to THB 20.3 MB. And decreased from the share repurchase project in which the Company had bought the shares in the