Securities and Exchange Commission) Checklist: Documents for a Renewal of Custodian of Private Funds 13. Circular 8/2548 28/02/2005 14. Circular KorNor. 34/2547 30/12/2004 Contact The Securities
renewal of an applicant as a registered auditor, and (b) regularly review or inspect the quality of work of the registered auditors and their audit firms in accordance with International Standards on
under receivership by court order, the person with the proceeding power shall segregate and manage the https://publish.sec.or.th/nrs/6121pe.doc แบบแสดงราการข้อมูลประจำปี renewal of approval, provided that
/nrs/4370pe.doc แบบแสดงราการข้อมูลประจำปี renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or
sanction on the capital market auditor in the Securities and Exchange Act and to repeal and replace the provisions on renewal of the approval of the capital market auditor every 5 years with a permanent
-262-0909 13/02/2020 - 12/02/2025 6 BBL ASSET MANAGEMENT COMPANY LIMITED (The application submitted for a renewal of approval is currently under the consideration of SEC) 175 SATHORN CITY TOWER, 7TH
be repealed. Clause 2. In applying for approval and renewal of private fund custodian, an applicant shall submit an application in accordance with Form 135-1 together with supporting documents as
change in, , renewal of and termination of the agreement. (8) Stipulation of a period and method of payment of the benefit to the client while the agreement is effective. (9) Rules of practice for
management company and the client have agreed to disclose (7) Conditions on the change in, , renewal of and termination of the agreement. (8) Stipulation of a period and method of payment of the benefit to the