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to licensees' intention and a linkage of renewal training results from the training institutes with the SEC system. This digital approach will bring more convenience to more than 80,000 current
home regulator is in a foreign jurisdiction would not be subjected to the SEC rules on reporting of acquisition or disposal of securities and tender offer for business takeover; - any foreign issuer
- Deputy Director General of Securities Research and Training Center (SRTC) Mr. Nguyen Quang Thuong, Deputy Director General และคณะผู้บริหารจาก The State Securities Commission of Vietnam (SSC) ในโอกาสมาดูงาน
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดการอบรมหลักสูตรอบรมความรู้เกี่ยวกับการกำกับดูแลการปฏิบัติงาน (ASCO Compliance Training Program
to be reported to their Board of Directors at least on an annual basis. Clause 7. Securities company shall arrange for on-going training for all employees, including those delegated by the companies
at least on an annual basis. Clause 7. Securities company shall arrange for on-going training for all employees, including those delegated by the companies, so as to ensure compliance with this
to create scenarios and conduct training sessions focused on both technical and strategic responses to cyber threats. The program was divided into two stages: hands-on technical simulated training lab