adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen investor

SOCIAL SECURITY OFFICE Disposition Stock 15.0391 0.1152 14.9239 05/11/2021 15.0391 0.1152 14.9239   246014432111-1 BCP SOCIAL SECURITY OFFICE Acquisition Stock 14.9839 0.0552 15.0391 12/10/2021 14.9839

SEC’s website at www.sec.or.th and SEC Check First application. Additionally, the list of individuals or entities not regulated by the SEC is available at the Investor Alert Section on the SEC’s website

of licensed business operators is available at https://www.sec.or.th and the SEC Check First application. Additionally, the names of persons who are not regulated business operators under the SEC’s

development of all-sector participation, both public and private. The cooperation under the MOAs includes monitoring and oversight of listed companies, issuing companies and regulated agencies under the SEC

SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator

public and investors are advised to exercise caution when using services from digital asset business operators who are not licensed under Thai law or regulated by the SEC as they will not receive legal

against scams that exploit emerging technologies, fostering long-term financial security. The initiative aims to foster long-term financial security and confidence in the digital era.

that exploit emerging technologies, fostering long-term financial security. The initiative aims to foster long-term financial security and confidence in the digital era.