in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities
Commission No. KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer By virtue of Section 6, Section 9 and the third paragraph of
registration under Clause 2 (3) must demonstrate policies and measures on risk control and management, operational management and internal control system in order to efficiently operate derivatives business
translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 10/2556 Re: Submission of the Registration Statement for an Offer for Sale of Debt Securities
of the Stock Exchange of Thailand within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2) the interim management discussion and analysis (“MD
, attended by over 100 participants, took place on 24 July 2024, in Bangkok.In the picture (from left to right):1. Mr. Somkiart Anantapakorn, SEC Director of the Provident Fund Policy and Registration
submit (1) the audited financial statements for the year 2018, (2) the annual registration statement for the year 2018 (Form 56-1) (3) the annual report for the year 2018 (Form 56-2), (4) the financial
prepare and submit (1) the financial statements for the year 2019, (2) the annual registration statement for the year 2019 (Form 56-1) (3) the annual report for the year 2019 (Form 56-2), (4) the financial
and investment communities duly gave comments.This time, SEC makes eight revised draft notifications in accordance with the proposed principal. Regarding the management of property funds and the
. ------------------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. OrNor. 3/2544 Re: Registration of Persons Qualified to Be a Mutual Fund