above-mentioned custodians would have to provide the verified NAV-relevant information to AMC within the next business day after receiving all necessary data, unless there are valid reasons for

?Pride of the Provinces III?, they are required to meet the criteria of having paid-up registered capital and shareholders? equities not less than 20 million baht, or having either profit or retain

. In essence, the governing regulations specify that:   (1) The fund must be a closed-end fund with no less than 2 billion baht registered capital; (2) The fund may invest directly in the assets of

pool of assets that is required to be registered as a mutual fund with the Thai SEC. (name of the Operator of the NRI CIS) (name of the NRI CIS) Page 3 of 8 Form 35 – NRI CIS 6) Is the NRI CIS authorised

Regulated CIS ________________________________________________________________________ 7) Please state on what date the ARFP Passport Fund is registered with its Home Regulator

) Please state on what date the ARFP Passport Fund is registered with its Home Regulator ________________________________________________________________________ 8) Is the ARFP Passport Fund offered to the

) Is the Hong Kong Covered Fund offered to the general public in Hong Kong? Yes No If “Yes”, please provide the following details: a) AUM as at the latest practicable date

of Hong Kong ________________________________________________________________________ 6) Is the Hong Kong Covered Fund offered to the general public in Hong Kong? Yes No If “Yes”, please provide the

.............................................................. 17 4 5 I. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS A. Directors and Senior Management1 Provide the names, nationality, addresses and functions of the issuer's directors and senior

Derivatives Exchange Licensing _______________ Clause 4 An applicant for the derivatives exchange license shall be a public limited company with the following qualifications: (1) having the registered capital