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://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/SECONDARYMARKET.aspx English (United States) SecondaryMarket . Securities Registrar Provides service in preparing and maintaining the register book of securities
. The new digital platform also covers clearing and settlement, register of instrument holders, custody of instruments, and payment of interest or dividends.“The pilot project will be conducted on
Commission (OIC) as well as register with and obtain license from OIC. To prevent avoidance of regulations on public offering of securities, life-insurance company must select ESOP participants by taking into
the term of the program under Clause 27 and Clause 52, certain facts appear to the SEC Office showing that the approved entity has failed to maintain the qualifications in accordance with the approval
According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval
securities clearing house shall perform the following: (1) create and maintain for each member an accurate and current register of assets received from or possessed for the member separately from the