electronically on 9 April 2025 at 14.00 hours to consider the following matters: (1) Granting an exemption from an event of default under the terms and conditions for the bond issuer's modification of debt
period for the applications for approval of the establishment and modification of SRI Funds, submitted during 1 January – 31 December 2024. This short-term measure aims to support asset management
Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
is material change in the records, the securities company shall repeat the process mentioned in Clause 9(1) and (2) as deemed necessary and shall re-classify the client’s risk accordingly (re
under the on-going KYC/CDD process in the first paragraph. Also, where there is material change in the records, the securities company shall repeat the process mentioned in Clause 9(1) and (2) as deemed
& Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk
safekeeping of additional documentation of such business operations. The key points of the proposed amendments are as follows: (1) DA operators would be required to keep records related to the
without license. There is evidence of their illegal activities, such as records of investment advice rendering to clients, records of clients’ trading executions, details of clients’ trading transactions
records in accordance with TFRS16. - Farm business saw its income increase Baht 2.49 million, due to less delivery of raw milk to the customers compared to those of the same periods last year. The decreases
decrease of Baht 1.77 million in transaction records in accordance with TFRS16. This caused a decrease in Q1’20 compared to Q1’19 even though the rental space was not lower. - Farm business saw is income