Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with executives and staff, participated in an homage-paying and well-wishing ceremony and

SEC Secretary-General Rapee Sucharitakul (4th from left) posed with senior executives from capital market businesses at “the SEC Conference 2019: Capital Market for All,” which highlighted the

in the part of employments and activities of directors and executives of listed companies. The proposed amendment aims to enhance disclosure of information by requiring that directors and executives of

recommended to deal with the said insufficiency;   (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard

. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or

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Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with SEC executives, participated in the IOSCO Asia-Pacific Regional Committee (APRC) meeting

The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, and SEC executives, held a meeting with the Association of Investment Management Companies (AIMC

executives and staff, offered a flower vase in front of the Royal Image of Her Royal Highness Princess Chulabhorn Krom Phra Srisavangavadhana. The group also signed books of well-wishes for Her Royal

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with Mr. Anek Yooyuen, Deputy Secretary-General, SEC executives, and staff, participated in a