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This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11597

SEC orders OTO to clarify its private placement of capital shares and acquisition of assets, urging shareholders to exercise voting rights at the upcoming extraordinary general shareholders’ meeting

0.60 baht per share or a total of 720 million baht in value. The objective of the offering is to use the proceeds for investments in Peer for All Company Limited (PFA) and Happy Products and Services

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11172

SEC public hearing on proposed amendment to licensing rules to accommodate new securities business licenses related to equity intermediaries and private fund management

types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8100

SEC announces new licenses for equity intermediary and private fund management to promote competition and reduce costs of capital market business sector

Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8948

SEC public hearing on proposed regulations to allow SMEs and startups to offer sustainability-themed bonds via crowdfunding and private placement

industries. The SEC is therefore proposing to amend the regulations on debt securities offering to support the issuance and offering of sustainability-themed bonds through crowdfunding and private

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9903

SEC, together with ADB and PDMO, jointly organizes an educational seminar on sustainable finance promoting for the public and private sectors

With the opening keynote speech given by Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, the seminar is aimed to provide the public and private sectors, state

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10313

SEC jointly with private sector launches ?A thousand baht, Start a journey to your dream? to boost saving and investment discipline

International Banks (AIB), the Association of Securities Companies (ASCO), and the Thai Listed Companies Association (TLCA), launched a project called ?A thousand baht, Start a journey to your dream? to promote

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5313

การปรับปรุงหลักเกณฑ์การเสนอขายหุ้นที่ออกใหม่ต่อบุคคลในวงจำกัด (Private Placement) ของบริษัทจดทะเบียน

ก.ล.ต. เปิดรับฟังความคิดเห็นหลักการเกี่ยวกับการปรับปรุงหลักเกณฑ์การเสนอขายหุ้นที่ออกใหม่ต่อบุคคลในวงจำกัด (Private Placement) ของบริษัทจดทะเบียน

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=779

การปรับปรุงประกาศการเสนอขายหุ้นที่ออกใหม่ต่อบุคคลในวงจำกัด (Private Placement) ของบริษัทจดทะเบียน

ก.ล.ต. เปิดรับฟังความคิดเห็นการปรับปรุงประกาศการเสนอขายหุ้น PP ของ บจ.

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=839