performance of liquidity providing. During February 2019, LLC Fair Expo placed purchasing and selling orders of BTC ETH and XRP to match with each other which misled other persons regarding the purchase volume
4 January 2019 and 5 September 2019, Mr. Anurak placed purchasing and selling orders of ABT ADA BSV CVC GNT IOST JFIN KNC LINK LTC MANA OMG SNT USDT WAN XLM ZIL to match with each other which misled
. Between 4 January 2019 and 5 September 2019, Mr. Anurak placed purchasing and selling orders of ABT ADA BSV CVC GNT IOST JFIN KNC LINK LTC MANA OMG SNT USDT WAN XLM ZIL to match with each other which misled
period of 2 years. The defendant shall be placed on probation, and was required to report to a probation officer four times within a period of one year, as scheduled by the probation officer. The defendant
filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents
appropriate investor protection measures in place according to the investor types, the SEC is proposing to amend relevant regulations to provide an alternative channel for Rehabilitation Listed Company that
The SEC is proposing to amend the regulations regarding funding portals to implement a more suitable and effective system for screening or evaluating the credibility and risk level of crowdfunding
policy to promote integration of sustainability factors into business operations. As SLB practices abroad continue to evolve, the SEC is proposing to amend the SLB regulations to enhance flexibility
ordinary persons categorized in the institutional investor group to not receive appropriate protection when engaging in Repo transactions with business operators.The SEC is therefore proposing to amend the
digital assets safely. They should also have learnt about DA operators’ asset keeping for their risk assessment and service decision-making. In this regard, the SEC is proposing criteria on information