. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures

to decline. For deposits, commercial banks have placed greater emphasis on adjusting their deposit portfolio structure to increase the proportion of CASA while managing liquidity appropriate to the

, Market Risk Management Sub-committee and Risk Management Committee, to maintain risks within prudent limits. 6 2.3 Liquidity Risk Management Overall liquidity in the Thai banking system was stable. Loans

as commercial banks are expected to maintain a cautious stance in their business operations, especially through a proactive approach in asset quality management. Over the short term, however, they may

According to news and online media reports, on 12 November 2023, Bualuang Asset Management Company Limited (BBLAM) placed sell orders for 30,000,000 shares of JMT —a substantial amount—which was

SEC Secretary-General Pornanong Budsaratragoon said: “The SEC emphasizes the importance of greater investments with sustainability impact for which responsible capital markets are best placed to

Following a report from Krungthai Zmico and SEC’s further investigation, it was found that during 22 - 24 November 2017, Niparporn placed the right to IPO allocation of three clients to the clients

permitted to be placed as collateral to increase purchasing power of the customer.This will give the customers various investment alternatives and allow them to use securities to increase purchasing power

that most of holding company assets be placed in the core business managed and controlled by holding company and requiring an appropriate mechanism be available for protection of the benefits of holding

the near future.   ?The SEC has placed importance and played active roles in MCMC forum and I am very pleased that other Mekong jurisdictions have done the same. We agreed that the meeting will be held