arises, or the information related to the recipient’s account number or account name is found to be inaccurate, the receiving bank may contact the sending bank to request confirmation of the recipient’s
Research and Policy Determination of the Social Security Office, the Project of Government platform development to support compliance with the personal data protection law of the Office of the National
supporting the protection of investor personal data, to ease the burden of cost of the investors to repeatedly provide such data when switching their services.Mr. Boonsun Prasitsumrit, Chief Executive
three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives
shares through accounts of Somchai and another client by splitting the orders.The acts of {B} were deemed as using client securities trading accounts to trade securities for others and sending
bondholder register to determine the list of the meeting attendees and the timeframe for sending the invitation to the bondholders’ meeting; Agenda 2: Consideration for approving a waiver of
because the highest price on that day was lower and was decreasing during the submission of selling order. She also admitted sending the trading orders without her client's order from January 9, 2014 to
years for his assistance in the FOCUS share price manipulation by providing trading accounts, sending trading orders and arranging financial matters. The Settlement Committee had previously imposed a fine
personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
. launched Thailand?s first financial reality show ?The Money?. The show emphasizes on financial knowledge, especially personal finance, to Thai people across the country and thus bringing about better