service providers for investors to choose from to ensure good quality services that meet their needs, which would subsequently contribute to the capital market development. The draft Ministerial
providing the SEC Fund Check tool, which was developed by the SEC, to enable the public to compare and choose suitable funds for their investments; (3) Service providers: Providing information on
alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In
further cooperation. Schedule of the morning session includes panel discussions on bond market outlook, how to choose suitable fund raising activities for businesses, procedures for offer for sale bonds and
personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
. launched Thailand?s first financial reality show ?The Money?. The show emphasizes on financial knowledge, especially personal finance, to Thai people across the country and thus bringing about better
). The SEC Office has the duty to collect, use or disclose personal data on the legal basis of public interest pursuant to Section 24(4), Paragraph 1(2) of Section 25, and Section 27 of the Personal Data
proceeding under the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021). The SEC Office has the duty to collect, use or disclose personal data on the legal basis of
awareness about the importance of financial and investment planning which includes managing personal finance, building up wealth, and protecting themselves from being a victim of financial frauds and scams
continues to emphasize the importance of adequate measures to protect the clients’ interests and personal information. In this regard, business operators are required to put in place operational systems as