such permission.In performing their duty, an investment consultant can send trading orders only when obtaining orders from the clients. Even with the client?s permission; they cannot make decisions on
trading orders only when obtaining orders from the clients. Even with the client's permission; they cannot make decisions on behalf of the client. In this regard, {A} and {B}'s actions were in violation of
investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep
. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies
arising from or related to its use. ------------------------------- Notification of the Capital Market Supervisory Board No. TorThor. 8/2551 Re: Rules, Conditions, and Procedures for Applying for Permission
Capital Market Supervisory Board No. TorThor. 8/2551 Re: Rules, Conditions, and Procedures for Applying for Permission and Granting of Permission to Securities Companies to Establish Branch Offices
the highest transaction value calculated by applying the third calculation basis, i.e. the Total Value of Consideration Basis. In addition, after accumulating the value of the Lease Transaction with the
accumulating the value of the Lease Transaction and investment budget for the project on One Sukhumvit 24 with the other asset acquisition transactions occurring during the past six months prior to the date of
) Basis. In addition, after accumulating the value of the asset disposal transactions under 1.1 with the other asset disposal transactions occurring during the past six months prior to the date of the