, the SEC allows issuer and intermediary to offer for sale of complex or high risk financial instruments to AI. However, certain products permissible for AI are allowed to offer to retail investors

investors do not realize that it is not permissible for investment consultant, with or without authorization from investors, to make decision in securities and/or derivatives trading on behalf of them

the public prosecutor to file a civil lawsuit against these 11 persons to the Civil Court to impose a civil monetary penalty at the maximum rate permissible under the law. Accordingly, the SEC will

Result of IPO Sale Reports - SA : SIAMESE ASSET PUBLIC COMPANY LIMITED Type of securities : Common share | Effective Date : 16/12/2020 | Close Selling Date : 21/12/2020 http://capital.sec.or.th/webapp

persons, the SEC Office complies with the specified purposes or the purposes permissible by law only. In the case where it is required by law that your consent must first be obtained, the SEC Office will

such transaction. Clause 13 3 Appointing a custodian who is a connected person of a private fund management company is permissible only upon written consent of the client or the provident fund committee

entering into such transaction. Clause 13 3 Appointing a custodian who is a connected person of a private fund management company is permissible only upon written consent of the client or the provident fund

nature shall be permissible only in the following events: (1) revision of information that results in all unitholders receiving more benefits; (2) revision in accordance with the Securities and Exchange

on the Offering of Units of Infrastructure Trusts; “infrastructure asset” means the infrastructure asset permissible for the trust’s investment under the Notification of Capital Market Supervisory

complies with the specified purposes or the purposes permissible by law only. In the case where it is required by law that your consent must first be obtained, the SEC Office shall request your consent. In