Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E

comprehensive with a view to be the information infrastructure for the financial and capital markets to support rapid technological change and promote new innovations, including research in the capital market

Economic Community (AEC), Thai capital market must be prompt for rapid change coming with wider business opportunity, economic growth and fierce competition. The SEC will keep close eyes on the development

suspended and such securities company must not have any pending report. Such exemption shall desist when such securities company has resumed its business operation with the approval from the SEC or the Office

filing reports for all categories, commencing from the month in which the business operation ceases or is suspended and such securities company must not have any pending report. Such exemption shall desist

reports for all categories, commencing from the month in which the business operation ceases or is suspended and such securities company must not have any pending report. Such exemption shall desist when

แห่งประเทศไทยจะขึ้นเครื่องหมายไว้บนหลักทรัพย์จดทะเบียน เพื่อเตือนผู้ลงทุนให้เพิ่มความระมัดระวังในการพิจารณาลงทุน แต่ผู้ลงทุนยังสามารถซื้อขายหลักทรัพย์นั้นได้ เช่น เครื่องหมาย NP (Notice Pending) ในกรณี

companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the

Community (AEC), and the advancing digital age amid the rapid pace of technological advancement, thus leading to changing customer behavior, regulatory changes and life platform-driven competition. Given the

.   ______________________ Note:   *Regulatory Guillotine refer to a rapid, transparent, and low-cost method coupling with stakeholder participation to review existing laws and