Sustainability,” co-organized with the Asian Development Bank (ADB). The event aimed to strengthen the capacity of the business sector to raise funds in line with transition finance, facilitating a credible
, participated in a meeting to discuss guidelines on solutions for investment scams via Facebook Ads, chaired by Mr. Chaiwut Thanakamanusorn, Minister of Digital Economy and Society. Organized by the Ministry
that meet additional criteria. The draft revision aims to streamline the PO application procedures for the offeror who has no records of inappropriate corporate governance practices and whose shares are
borrowers with good track records, as well as existing low-risk customers. Early warning signs were also developed with the use of transactional data for enhanced efficiency in risk monitoring and portfolio
the criteria specified in Paragraph 1, the derivatives broker shall comply with the standards of conduct prescribed and notified by the SEC Office. Clause 15 The derivatives broker shall keep records of
the SEC Office. Clause 15 The derivatives broker shall keep records of giving advice and accepting trading orders in accordance with the criteria prescribed and notified by the SEC Office. Clause 168
Asset Operators Trade Association (TDO), and the Stock Exchange of Thailand (SET), organized Capital Market Cyber Exercise 2024, the 6th annual seminar for businesses in the capital market, with support
-organized by the Asian Development Bank (ADB), the SEC, the Stock Exchange of Thailand (SET), and the Thai Bond Market Association (ThaiBMA). Her address highlighted the SEC’s regulatory direction for capital
accurate records of clients trading orders. Upon the SEC regular investigation on nine securities firms and random inspections on trading orders sent by phone and at the trading room, the investor contacts