(BAAC) for a knowledge sharing session on “Data Governance.” The purpose of the visit was to study the SEC’s data governance practices, particularly the application of technologies in both governance
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 18/03/2024 - 26/03/2024
ensure that investors would be informed of up-to-date, complete and sufficient information for investment decision-making in line with the globally recognized standards of the International Organization of
concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of
sufficient material information when voting on relevant agenda items, the SEC, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), requires CIG to clarify facts and provide
, and subsequent amendments on 26 and 27 August 2025, the SEC has determined that there is still ambiguity and a lack of essential information, particularly concerning the data and rationale CIG used to
The SEC’s examination of facts in this case has led to the consideration that Zipmex disseminated or certified information that were potentially misleading in substance regarding digital asset
Facebook page "HGF - Gold Information" : Unlicensed securities and derivatives business (Disclosure Date : 10/02/2026)
Facebook page "Gold Information & Service" : Unlicensed securities and derivatives business (Disclosure Date : 20/02/2026)
Facebook page "Gold Information Support" : Unlicensed securities and derivatives business (Disclosure Date : 22/10/2025)