., convinced and solicited the public to invest in derivative contracts. Such solicitation was made via various channels, for example, the website of the company - www.chart-master.com, Youtube, emails

derivative contracts. Such solicitation was made via various channels, for example, the website of the company - www.chart-master.com, Youtube, emails, telephone calls, SMS, and Line application with a view

website was inaccurately and inconsistently presented to investors, the general public and the SEC. For example, the website did not show the trading prices for coins that were traded at low prices or

service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under

SEC Secretary-General Ruenvadee Suwanmongkol said: “Doing good deeds for motherland can start small with any basic thing within one’s organization. The SEC, for example, introduces Vibhavadi Zero

fund and may weaken the overall confidence in the mutual fund industry.   The SEC therefore is proposing to amend the rules on term funds by, for example, (1) increasing investment diversification and

the criteria in order to keep it current.  Consideration is given to the fact that the rates of fee should be equivalent, simple, and appropriate for the capital market environment , for example

derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid

impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay

28 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system http://capital.sec.or.th/webapp/corp_fin/datafile/FS/FS_WARN0446_2016_E.pdf FS_PAGE_0446_E_2017-02