Notification of the Securities and Exchange Commission KorThor 17/2560 Rules, Conditions and Procedures for Applying for Licenses and Granting Licenses for Operating Securities Clearing House
significantly decreased by 19% from last year as a result of the cost control measures coupled with improving operational efficiency. The operating results of KT ZMICO for the third quarter of 2019 and 2018 were
of cost control measures and improving operational efficiency. The operating results of KT ZMICO for the second quarter of 2019 and 2018 as follows:- Unit : Million Baht 2019 2018 Net securities
Bangkok, May 22, 2015 ? The SEC revised regulations on business operation concerning report of significant change in operating system, suitability test and client asset report.The Capital Market
Microsoft Word - Eng-SET Q4-19 audited Final Ref: FASET 01/2020 February 24, 2020 Subject: Report the operating result for the year ended December 31, 2019 To: President of the Stock Exchange of
Section 113 Securities and Exchange Act B.E. 2535 Section 113. In operating the business of securities brokerage in the Securities Exchange for listed securities, a securities company shall operate
operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
November 28, 2005 No. 14/2019 13 November 2019 President The Stock Exchange of Thailand 93 Ratchadapisek Road, Kwang Dindaeng, Khet Dindaeng, Bangkok 10400 Subject : Clarification of the operating