shall not apply to the securities company’s branch office in foreign countries. Clause 3. The securities company shall open within the hours, and close on the days as follows: (1) in case of providing
about each investment policy of a pooled fund in a dataset format to the SEC so that the pooled fund data would be processed and made available to the public as open data. The frequency of submitting the
from an investor who is not a client of RHB and the SEC’s further investigation into the case, it was found that during June 2020 – May 2022, Phisit had solicited investors to open securities trading
Limited, the SEC further probed into the case and found that {A} persuaded the client to open the securities trading account and traded securities on behalf of such client. It was found that {A} determined
Management Companies against the Incorrect Selling Price or Redemption Price of Investment Units of Open-End Funds _____________ By virtue of Clause 26/1 of the Notification of the Securities and Exchange
ลูกค้าได้สั่งให้ {ก} ปิดสถานะสัญญาซื้อขายล่วงหน้าอ้างอิงดัชนี SET50 ทันทีที่ตลาดเปิดการซื้อขาย ณ ราคาเปิด (At the Open : ATO)* แต่เนื่องจากลูกค้าสั่งภายหลังที่ตลาดเปิดทำการซื้อขายแล้ว จึงทำให้ {ก} ส่งคำ
the Incorrect Selling Price or Redemption Price of Investment Units of Open-End Funds _____________ By virtue of Clause 26/1 of the Notification of the Securities and Exchange Commission No. KorNor. 46
Incorrect Selling Price or Redemption Price of Investment Units of Open-End Funds _____________ By virtue of Clause 26/1 of the Notification of the Securities and Exchange Commission No. KorNor. 46/2541, Re
Open Chat : “Stop Loss Club”. The aforementioned actions by Bybit are deemed to be conductin digital asset business without a license, with Mr. Arrom and Mr. Natach supporting this activity. This case is
ซื้อ” and Line Open Chat : “Stop Loss Club”. The aforementioned actions by Bybit are deemed to be conductin digital asset business without a license, with Mr. Arrom and Mr. Natach supporting this