trading center; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; http://capital.sec.or.th/webapp/nrs/data/744p.doc 3 (e
Company opened a new branch, located in the heart of Khon Kaen city center, featuring the "Work from Here" zone. (3) Organizing of on-site marketing activities such as "Road Shows” which involved using
goals. Hence, determination of regulations on supervision of derivatives clearing houses, efficient use of information technology (IT governance), and implementation of appropriate risk management and
began to improve, especially in the end 2022, resulting in more employees are working at the office. In addition, sales staff made more appointments to meet customers and began to organize more on- site
securities / derivatives business; and (4) Precautions on provision of services to Thai investors without obtaining a securities / derivatives license. Business operators and the interested public can access
Bangkok, 20 October 2016 ? The SEC is seeking public comments on the draft rules governing provision of investment services on capital market products denominated in foreign currency to promote a
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