supervisor for any reason whatsoever only after approval of the SEC Office has been obtained. 3 The notification of the Capital Market Supervisory Board regarding commitments between unitholders and mutual
Department of Special Investigation (DSI) after finding indicates that this group of people traded shares of Karat Sanitaryware Plc. ("KARAT") by using information that Apichart obtained while performing duty
ordinary shares on the Stock Exchange Of Thailand (the “SET”) (“Spin-Off Plan”) will take place after 1) EP has obtained the approval for offering newly issued share from the Office of the Securities and
คู่มือการแจ้งการแต่งตั้งผู้ก ากับดูแลการปฏิบัติงาน (Head of Compliance) ผ่านระบบ ORAP 1. การเตรียมความพร้อมส าหรับการส่งแบบแจ้งการแต่งตั้งผู้ก ากับดูแลการปฏิบัติงาน (Head of Compliance) 1.1. จัดท า
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages
2021. Ms. Naovarat Chantavanich obtained a bachelor’s degree in political science (public administration) from Thammasat University, a master’s degree in public administration from Chulalongkorn
million baht to solve the issue of decreasing capital adequacy ratio below the requirement specified under the Insurance Law. He obtained the material non- public information by virtue of his positions
. Thaisri Insurance obtained the material non- public information by Mr.Natee Panichchewa, director and chief executive officer. SEC Act S.241 Settlement Committee Meeting No. 6/2016 Settlement Committee
specified under the Insurance Law. He obtained the material non- public information by virtue of his positions before such information became public on 30 October 2012. SEC Act S.241 Settlement Committee