in accordance with the repealed notification as defined by Clause 40 or Notifications relating to such repealed notification, if such application and evidential documentation have been submitted
investments account and reviewing evidentiary documentation attached to the application before delivering them to the management company for considering an approval; (2) disclosure of information or documents
Thailand shall be for the following activities only: (1) accepting the application for opening investments account and reviewing evidentiary documentation attached to the application before delivering them
. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the
Notifications. Chapter 1 Outsourcing Operational Function to Another Intermediary Clause 6 An intermediary may outsource operational function to another intermediary as necessary for operating business
to specific regulations under other Notifications. Chapter 1 Outsourcing Operational Function to Another Intermediary Clause 6 An intermediary may outsource operational function to another intermediary