Printable Format - Laws and Regulations Securities Underwriter Business |- Licensing / Registered Capital / Fees | - |- Licensing (Section 90) | - |- Activities NOT deem TO be classified AS operating
) | - |- Others Securities Dealer Business |- Licensing / Registered Capital / Fees | - |- Licensing (Section 90) | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registered
Name Head Office Data not found Note : * refers to inactivated derivatives broker Registered Derivatives Broker is able to engage in derivative business only with Institutional Investors Investor which
derivatives business shall have paid-up registered capital of no less than the following amounts: (1) one hundred million baht for undertaking of derivatives business, which is not the undertaking of
under Clause 4 (3) shall maintain the qualifications specified in Clause 6(1) (3) (4) (5) and (6). In case where registered derivatives business operator shall not maintain its qualifications under
operator shall not maintain its qualifications under Paragraph 1, such registered derivatives business operator shall notify its qualification that cannot maintain together with related fact to the SEC
Registered Registered THB 5,000,000 Ordinary share 50,000 shares Par value per share THB 100 3.4 Shareholder’s structure Name of Shareholder Amount of share (shares) Portion of shares (%) Registered Capital