diverse nature of the PF business, and maintain standards and quality of the business for the best interest of clients. The SEC conducted an initial hearing on the principles for amending the PF rules in

services for non-institutional investors;                         (4)  10 million baht for undertaking securities business in the category of mutual fund management or private fund management to provide

: “As the financial services sector evolves at an unprecedented pace, it is key for regulatory bodies to maintain a constant stream of knowledge exchange to stay abreast of innovation in the sector

maintain compliance with the approval conditions at all times. In the event that its proposed rules would affect the business operations or the interest of members, investors or stakeholders, the

the issuer.  Nonetheless, the issuer must maintain its qualifications and compliance with approval conditions as well as disclosure requirements all through the program; unless otherwise, the approval

transfer of proceeds from PVD to Retirement Mutual Fund (RMF) in preparation for the amendment to law on provident fund. The proposal aims to provide PVD members unable or not intending to maintain their

number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the

and financial reports of initial public offering (IPO) and public offering (PO) companies.The proposed rules would require that the CFOs and accountants of the IPO and PO companies maintain thorough

the payment of dividends if certain conditions are met prevents depletion of the issuer’s funds that are available to pay debt security holders. (b) provision requiring the issuer to maintain certain

Revolving Credit Facilities (RCF) in order to sustain non-disruptive liquidity during the store closure period; these are for renewable periods of one, two, three, or six months, or any other agreed period up