: …………................................................................................... Date: ........................................................ Company Letter No.: ................................................ Dear Secretary-General Office of the Securities and Exchange Commission
English): ................................................................................................................................................ Company Registration No. (if any
, indicating that he had been authorized by his client to make securities trading decisions on the client's behalf. The communication record showed that {A} called to inform his client of the trading orders
- Translation - LPH/SET/2017/024 October 2, 2017 Subject : Schedule for the date and agenda of the Extraordinary General Meeting of the Shareholders No.1/2017 (Revised) To : President The Stock
1 25 July 2019 Subject: Notification of the Postponement of the Extraordinary General Meeting of Shareholders No. 1/2019 and the change of the date on which the names of recorded shareholders are
, SEC Deputy Secretary-General and Spokesperson, said: “The SEC has continuously enforced the law, as authorized, to bring offenders to justice. The asset attachment is a measure to prevent the offenders
admitted that the client, at the beginning, had authorized him to make securities and derivatives trading decisions on her behalf. Also, the recorded conversation found later indicated that the client
provide securities trading service to the account owner or the written authorized person. The SEC and RHB OSK found that {ก} submitted a number of securities trading orders in several clients? trading
(-Translation-) Ref. No. Sor. Nor. 065/2019 August 9, 2019 Dear The President The Stock Exchange of Thailand Re: The Incorporation of a New Subsidiary Company in Thailand The Board of Directors