Determination of Other Financial Institutions Eligible to Apply for Securities Business Licenses Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
period for the applications for approval of the establishment and modification of SRI Funds, submitted during 1 January – 31 December 2024. This short-term measure aims to support asset management
Digital Asset Regulation: the Thai SEC’s Impact on Financial Innovation” at Block Mountain 2025: “Spark the Future: Explore Web 3.0 Experience” event. As a guest speaker, the SEC Director highlighted the
), available at http://www.iosco.org/library/pubdocs/pdf/IOSCOPD151.pdf. 2 See id. 3 See IOSCO, Objectives and Principles of Securities Regulation (rev. June 2010), available at http://www.iosco.org/library
once a year at least. Moreover, for the determination, modification or alteration a value of parameter, it shall notify to concerned person each time. [M] · For the using other tools to inspect the
asset such as customer’s information or information of investment units incorrect because of computer system assessment or modification by the unauthorised person”etc. (Translation) -4- Segregation of
No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for
any loss or damages arising out of or in connection with its use. Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (as amended) By the virtue of
(United Nations Office on Drugs and Crime: UNODC) และเจ้าหน้าที่ตำรวจจากกองบัญชาการตำรวจสืบสวนสอบสวนอาชญากรรมทางเทคโนโลยี (บช.สอท.) และในโอกาสเข้ารับฟังการบรรยายเรื่อง “Regulation of Digital Assets in